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[German version] A. Libellus in civil actions Libellus (‘small document’) was, from around the mid 5th cent. AD, the technical term for the complaint in a Roman civil action, which by this time was less ponderously arranged than in the formerly customary procedures of the litis denuntiatio . The libellus contained the facts upon which the complaint was based, without detailed explanatory statements, and a motion to summon the respondent ( postulatio ). The judge firstly addressed the legitimacy of the summons request (‘conclusiveness test’), reaching a sententia …

[German version] (also known as liberi naturales ). In Late Antiquity, ‘natural children’ were the issue of an illegitimate union ( concubinatus ). Compared to other children of illegitimate descent ( spurius ), they were privileged in many respects. Thus, the possibility of a legitimation, that is the eventual acquisition of the legal status of legitimate offspring ( legitimi), existed only for NL. In what was probably initially intended as an incentive to contract marriage with one's partner in concubinage, the parents' marriage brought about the ful…

Joint ownership of an object in Roman law. [German version] A. Past history The most important circumstances that led to the formation of a communio entailed a community of purchasers ( societas quaestus) or a community of heirs. Regarding both, the communio did not gain acceptance until late, towards the end of the Republic. Before that, multiple heirs were joined in a community of ercto non cito (after erctum ciere: to make a division), as we know from the papyrus find of 1933, containing Gaius, Institutiones 3, 154a, b. It originally meant a community of property that exclude…

[German version] The poll-tax of the late Roman Imperial Age from Diocletian (AD 297). As capitatio plebeia, it was probably levied on the urban population. With regard to the taxation of the rural population, it is disputed whether the capitatio was raised independently or was -- as an indicator of income -- only an important unit in the calculation of the land-tax ( iugatio). Widows and orphans, soldiers and veterans were entirely or partly exempted from the capitatio.  Annona;  Iugum Schiemann, Gottfried (Tübingen) Bibliography W. Goffart, Caput and Colonate: Towards a Histo…

[German version] also partus abactio, is  abortion in late Roman law. For a long time abortion in Rome was apparently not punishable, any more than it was in Greek law (  amblosis ). This was consistent with a legal system which even allowed abandonment of children. It is possible, though, that the censor made sure there was effective social control with regard to evident abuses. Not until a rescript of Sept. Severus and Caracalla (cf. Marcianus Dig. 47,11,4) was exile imposed on married and divorced women w…

[German version] Banishment to an island or a desert oasis was a capital punishment in Roman law; in the Principate (at the latest from Trajan's time, soon after AD 100), it replaced the   aqua et igni interdictio , which had replaced the death penalty for upper-class citizens towards the end of the Republic. The aqua et igni interdictio and deportatio involved lifelong loss of citizenship rights and property. As the offender had not escaped penalty by voluntary flight into exile, banishment ─ generally to a quite specific location (Dig. 48,22,6,1) ─ bec…

[German version] (from nubere, ‘to cloak oneself, to put on a veil’) refers to marriage in Roman society (Marriage III.B.). A title of the Digesta (23,2: De ritu nuptiarum) with 68 fragments is devoted to wedding customs (III.). This indicates that Roman jurists gave close attention to the requirements for a legal marriage ( iustum matrimonium ). Since fulfilling the matrimonial requirements at the time of the nuptiae was of critical importance for legal recognition of the marriage, the term nuptiae eventually came to be used as a synonym for matrimonium in referring to marriage in g…

[German version] The Roman jurists were probably the first who derived institutiones as a title for elementary textbooks from the term institutio (teaching course) in the 2nd cent. The significance of this Roman genre for European legal history extends far beyond what one might expect of ancient introductory didactic works: when the work of codifying Roman juristic law in the form of the  Digesta had advanced to a point that their success seemed certain, in AD 533 emperor Justinian commissioned his minister of justice  Tribonianus as well as the Byzantine l…

[German version] ( notarius). In legal cultures favouring the written record of acts of law, a notary is needed as an officially appointed scribe. This function was held, in Ptolemaic and Roman Egypt for example, by the agoranómoi , and in the Roman Imperial period and especially in Late Antiquity, the tabellio (documentary scribe). The Latin technical term notarius designates in Late Antiquity a senior official or officer with a special imperial mission, and also the secretary of the consistorium (as tribunus et notarius). Schiemann, Gottfried (Tübingen)

[German version] From a historical perspective it is only possible to speak of a criminal procedure (CP) in the technical sense if we can distinguish a field of criminal prosecution in the public (state) interest ( Punishment; Criminal law) from legal prosecution in the civil interest (including any civil law penalties, Lat.   poena ). The fact, for example, that private  revenge is channelled via the obligation to conduct a judicial procedure still does not constitute a CP: to protect public peace and state authority, only the …

[German version] The carmen famosum (CF) (according to Paulus, Sent. 5,4,6) or malum carmen (defamatory poem) is a criminal offence like the   occentatio placed beside each other in the Tabulae duodecim (8,1). It is possible that this crime was only barely comprehensible even for ancient writers (e.g. Cic. Rep. 4,12), particularly because of the extremely severe penalty for mere defamation: probably  death penalty. It was a matter of private punishment, though, so it was barely more than a legally p…

[German version] A. Term In Roman legal language, lis is the expression for a dispute, in particular when it is taken to court. Litis contestatio (LC) thus refers to the ‘witnessing’ of such a dispute (Fest. p. 34,50 L.). The instigation of a claim (action) and defence (repudiation of action) in front of witnesses determined the course of a (civil) law suit. Until the predominance of the imperial cognitio procedure around AD 300, LC was the crucial point [1. 77] in the entire proceedings. Schiemann, Gottfried (Tübingen) [German version] B. Legis actio procedure The necessity of summonin…

[German version] (literally 'chains'). In legal provisions as early as the Twelve Tablets (Tab. 3,3; Tabulae Duodecim ) a creditor could place a debtor in vincula for the purpose of legal enforcement. In this way a culpability was established. Initially its goal was to force the payment of a debt by the debtor himself or a third party, but was also a transitional stage in taking control, after the expiry of a deadline, of the person of the debtor in order to sell him e.g into slavery or to have him work off the amount he was convicted of in bonded labour. This former function of vincula is alluded t…

[German version] Derived from contemnere (to despise; this meaning of the word survives today in the contempt of court of British law). In Roman law the contumacia meant above all the defendant's failure to obey a legal summons in the exercise of extraordinaria  cognitio . No similar use of the word contumacia is encountered before the introduction of this procedure in the Principate and of the contumacia, probably under Claudius. Admittedly a comparable function existed in earlier civil proceedings after the XII Tables (5th cent. BC) in a judge's ruling for o…

[German version] In Greek and Roman Antiquity, the verdict was determined entirely by the preceding complaint or charge, e.g. in Athens by dike [2] (civil complaint) and graphe [1] (criminal charge). For a verdict to be pronounced, there then remained nothing further to be established; it was merely a question of counting the votes of the deciding committee. The function of the ‘judge’ ( iudex ) in Roman law was essentially confined to hearing evidence. The legal judgement was anticipated by the admission of the complaint ( actio [2]), in particular by the praetor . Pro…

[German version] [1] Roman honorary inscription for deceased men An honorary inscription placed by the Romans on the tombs of deceased men of rank, on statues and wax masks within buildings or on public places. Most of the elogia on public display were removed by the censors of 158 BC. Most extant material dates from the Imperial period, where it was at times employed in the exalted reconstruction of times long since past. This also applies to the most important and best known examples of elogia, i.e. the inscriptions on the marble statues of the Mars temple on the Forum Augustu…

[German version] 'Claim owing to failure to make monetary payment', in Roman law a development of the corresponding exception ( exceptio ). With this querela, the debtor could annul the validity of an abstract promise to pay ( stipulatio ), if he had entered into the stipulatio in the expectation of a loan payment, but the monetary payment had then not been made. The QNNP was, like the exceptio non numeratae pecuniae from the end of the 2nd cent. AD, among the easements accorded to debtors by the Roman emperors in the proceedings of the cognitio extraordinaria (cf. Cod. …

[German version] The plural of mos ( mos maiorum , ‘custom of the ancestors’) describes an entire complex of normative requirements in Roman society. While the ideological value of tradition and conservatism stands in the foreground with the word mos, until the early Imperial period mores invoked in the first place a concrete system of norms and sanctions that is most clearly recognizable in the ‘moral jurisdiction’ ( regimen morum) of the censors ( censores ). The censor's reprimand ( nota censoria ) and the censor's harsh sanction of down-grading politica…

[German version] A. Early legal systems The manumission of slaves is not attested for all ancient legal systems. Thus the Mesopotamian statutes of Eshnunna and Hammurabi make no such stipulations [1. 161]. In Hittite law too, nothing is known of manumission. The existence of manumission is, however, assumed for Egypt, although categorisation of the unfree (or rather, not entirely free) ‘bondsmen’ as slaves as such is disputed [2. 147]. This circumstance suggests that the legal systems of Greece and Rome also did not know of manumission from their beginnings. Schiemann, Gottfried (Tü…

A. Historical Overview [German version] 1. Ius in ancient Rome Ius, the Roman expression for law, went through considerable changes during the thousand-year history of the Roman state. Ius was originally the criterion by which the permitted exercise of liberty, particularly the legitimate exercise of power (over people and things) was distinguished from the disruptive exercise of force ( vis). Ius in modern terminology was thus subjective law. It attested its legal character ‘by observing a generally known and practised ritual’ [1. 253] in the way it was…

[German version] (literally 'strokes, lashes'), e.g. with a stick ( ferula) or a whip ( flagella), were a means of punishment ( castigatio) in Rome. They occurred as an independent (police) punishment primarily for slaves and members of the lower classes ( humiliores, see Honestiores ) in the framework of the policing powers of the magistrates ( Coercitio ), in particular of the Tresviri [1] capitales in the Republican period, then of the emperor and his agents and of the provincial governors. In Roman penal law - as is known from the flagellation of Jesus - verbera were also an 'additiona…

[German version] In Roman criminal law, a type of criminal association, e.g. between thieves and publicans, as mentioned by Ulpia (Dig. 4,9,1,1), but in particular, the punishable election alliance (a defined case of election fraud,   ambitus ). Election alliances between candidates were probably regarded as harmless as long as only personal relationships, friendships and clientele connections were combined for common success in an election. Distinctly different was the joint bribing of electors on a large scale, against which the lex Licinia by Crassus (55 BC) was directed,…

[German version] An ampliatio (continuation of the case at another date) happened in Roman criminal proceedings if part of the jury (e.g. according to the l. Acilia it had to be a third) by special declaration or withdrawing of vote in the question of guilt made it clear that they did not yet regard the case as ripe for judgement ( non liquet). Ampliatio should be distinguished from   comperendinatio , legally prescribed in certain cases. Republican legislation had, it seemed, already tried to oppose the proliferating use of ampliatio by threatening fines against the judges in the c…

[German version] An old Roman legal rule deals with ignorantia, also ignoratio (ignorance). According to Paulus (3rd cent. AD, Dig. 22,6,9 pr.) it reads: iuris ignorantia nocet, facti vero ignorantia non nocet (‘ignorance of the law is harmful, but not ignorance of the facts’). The preferred term since the Middle Ages is error. For the Romans error and ignorantia were probably synonymous. Error in law neither prevents responsibility for individual behaviour (under criminal and civil law), nor the effectiveness of the   consensus in legal transactions inter vivos or in declarations…

[German version] The word petitio ('request') referred to a specific form of action used in the Roman formulary procedure ( formula ), for example for the actio (action), which arose out of a specific object or a specific sum of money (Dig. 12,1), or the action of the true heir against the possessor of an inheritance ( hereditatis petitio, Dig. 5,3; Cod. Iust. 3,31). Besides these, claims arising from the cognitio procedure ( cognitio ) were mostly referred to as petitio. A strong conceptual distinction between actio, petitio and persecutio (prosecution) did not exist in Roman legal…

[German version] The PP, which continued to exist as paternal power in the German Civil Code was only replaced in Germany following an interim stage of parental power with effect from 1.1.1980 by paternal care, in Rome referred to the extensive right of control which the pater familias exerted over the family. Originally the PP, like the manus over the wife (Marriage III.C.), probably had no legal boundaries, but merely moral and religious ones. The transgression of these could, for example lead to a loss of honour or an exclusion from the nobility or the equites. In Imperial times the PP…

[German version] A. Type of suit in the ius civile Sentencing to a particular payment could be achieved with the   legis actio per condictionem after the 3rd cent. BC: certa pecunia based on a lex Silia, other certae res based on a lex Calpurnia (cf. Gai. Inst. 4,17 b-19). The condictio (‘announcement’) is merely a procedural designation: the court date was not granted immediately but only after the expiry of an ‘announced’ term of 30 days to allow the debtor the option of compliance without court procedure. The certum in this suit is, in the first place, a payback guarantee for an …

[German version] I. Overview International law (IL) was established as a field in its own right during the early modern period (especially by Hugo Grotius, 1583-1645). The term   ius (A.2.) gentium, which originated in Roman law, established itself as its name. However, in antiquity this term did not mean IL but those concepts of  law in general that were assumed to be common to all peoples. This also included principles that belong to IL in its narrow sense such as the inviolability of diplomatic representatives (Dig. 50,7,18). Antiquity did not have a term for IL per se. However, ancient …

[German version] Expression describing an educational measure, as can be inferred from the meaning of the word ( castum agere, ‘to make pure’). The person carrying out the punishment is often excluded from liability for the consequences of castigatio upon the punished: thus the master punishing his apprentice (e.g. Dig. 9,2,5,3). The same goes for the paterfamilias with regard to his children and the master to his slaves (Dig. 7,1,23,1; 48,19,16,2). Castigatio as a policing or juridical measure is partly linked to such private authority-based relationships: by the …

[German version] In Roman law the thief who obtains his loot through break and entry. According to Dig. 47,18 he commits a criminal act that is prosecuted as a   crimen ( publicum). In the Republic it was still a civil offence. An escapee was called an effractor ( carceris) and was also prosecuted as the perpetrator of a crimen in a   cognitio extra ordinem . Schiemann, Gottfried (Tübingen)

[German version] In the Republican period in Rome the records (also   commentarii ) that a magistrate made or had made regarding the orders decreed by him (  acta ). They were personally archived by the magistrate after the end of his period in office (Cic. Sull. 42). From the 3rd cent. AD the term gesta superseded the expression commentarii for the official records. Apart from gesta the word cottidiana occurs in the same sense . With this meaning gesta can be found in all levels of the administration of late antiquity. Ultimately the recording of official files and negotiations by gesta was tr…

[German version] Latin expression and Roman legal term for widow (II.). Schiemann, Gottfried (Tübingen)

[German version] In classical Roman law, the deliberate, groundless and bullying filing of suits and charges. In the regulatory procedure for disputes amongst private individuals, the Praetor awarded a special iudicium calumniae decimae partis, i.e. a penalty for failure to observe correct procedure of 1/10 of the value of the claim (Gai. Inst. 4,175). In the case of manumission or status claims the sanction against the fiduciary claimant (  adsertor in libertatem ) amounted to as much as 1/3 of the value of the slave. The person affected could demand four times the value ( quadruplum) wi…

[German version] A discussor (Greek logothétēs, etym. from discutere in the meaning of ‘to check, investigate’) was an official of the late antique Roman state, to whom article 10,30 of the Cod. lust. was dedicated. The main tasks of the discussores lay in tax administration. In that context, they apparently carried out external audits of the tax bases set by the   census through self-assessment ( professio). They also appear as auditors for customs, public building projects, and state regulated prices. Administrative acts issued by the discussores were called   sententiae …

[German version] The technical term legacy in modern law is a literal translation of the Roman legatum . In the testamentary settlement of the succession of property rights after death, Roman law differentiated between the appointment of the fully valid legal successor as heir ( heres, for this see Succession, law of III.) - or several heirs - and the allocation of individual objects as legacies. Other ancient laws contain no comparable construction. Fideicommissum; Testament [2] IV. Schiemann, Gottfried (Tübingen)

[German version] In Roman legal history critique of interpolation specifically refers to the examination of the transmitted version of the texts of the Corpus Iuris for falsifications compared with the original. This is of particular relevance to the fragments from the writings of the classical jurists (1st cent. BC - 3rd cent. AD) in the  Digesta , but also to the  Institutiones in comparison to their models and even to the older imperial pronouncements collected in the  Codex Iustinianus . With regard to the Digesta, emperor Justinian himself had already given an express…

[German version] (perhaps from peregre, 'outside the fields', namely the territory of Rome) was the most important technical term of Roman law referring to foreigners (Aliens, the position of), who did not belong to the community of rights of the Roman citizens ( civitas ) but who was nevertheless an enemy or completely without rights. The dediticii , who as members of communities subjected by Rome had been given neither Roman nor Latin citizen law (Latin law), were sometimes partially distinguished from peregrini, and sometimes treated as a special group of peregrini In the time of t…

[German version] Technical term for the listing of sources at the beginning of the fragments of the digests (  Digesta ) and of the constitutions in the Codex Iustinianus ( Codex II C). The Digesta list the author from the Classical period (e.g. Ulpian), his work (e.g. ad edictum = edict commentary), and the number of the ‘book’ (e.g. libro quinto for 5th bk.); the Codex Iustinianus - as already the Codex Theodosianus - lists the emperor who enacted the respective constitution and the addressee. The inscriptiones in the Digesta were the most important sources for reconstructing the…

[German version] ('right to return home', more common in the combination ius postliminii) is explained in Just. Epit. 1,12,5 as deriving from limen (threshold), and this was supposed to have been metaphorically transferred to the boundary of Roman state territory, so that a prisoner of war, who on his return would be crossing back from beyond ( post) the 'threshold' into the Roman state, would have the right to return to his earlier position before being taken prisoner. On being taken captive by enemies (Prisoners of war), a Roman citizen would become…

[German version] The person who ‘reports’ something to a Roman authority, but in its narrower sense, esp. with regard to the   delatio nominis , the accuser. Considerable advantages were in prospect for the successful delator: as a rule, in the event of a guilty verdict he received a monetary reward in the form of a proportion of the accused man's property ([1]; with additional information in [2]). This naturally resulted in all kinds of abuse (cf. Cic. Rosc. Am. 55: Roscius was probably accused of political corruption in order t…

[German version] The Romans used the word capitale whenever the  death penalty (also poena capitis) was concerned: for the crime itself, the legal process, as well as in passing and executing a sentence, but also for the loss of personal freedom or citizenship (  deminutio capitis ) and particularly with reference to exile (  exilium ), when -- from the late Republican period -- this indeed replaced the death penalty for Roman citizens. Schiemann, Gottfried (Tübingen) Bibliography E. Cantarella, I supplizi capitali in Grecia e a Roma, 1991.

[German version] In the history of Roman politics and the ruler cult, parens (literally: either physical parent, in reality, the father) is, in the combination parens patriae (father of the fatherland), a linguistic forerunner of the exalted name for the emperor pater patriae . The best-known example of its use is in 63 BC when the title parens patriae was bestowed on Cicero by Q. Lutatius [4] Catulus in the Senate after the suppression of the Catilinarian conspiracy (Cic. Sest. 121; Cic. Pis. 6). The title meant that Cicero had saved the Republic. Thi…

[German version] A. Historical foundations In a legal history sense, torture in Antiquity can be understood primarily as a means for eliciting evidence. Furthermore, torture occurs as a(n additional) punishment. The origins of the legally recognized use of torture is obscure. In the Babylonian law Code of Hammurabi (Cuneiform, legal texts in), for instance, there is no mention of torture at all [1]. By contrast, it was widespread in Greece. The Greek expression for the use of torture, βασανίζειν ( basanízein) is probably a loanword from the Orient, however, so that torture …

[German version] The services (more precisely: the daily duties) Roman ex-slaves were obliged to perform for their patron ( p atronus ) after their manumission. The phenomenon of servitude for freed people is also known from other ancient slave-holder societies ( paramonḗ ). OL did not result from the slave-patron relationship itself. Rather, freed men and -women were obliged by oath to their manumitters and repeated the obligation after being set free either in the same form or by  stipulatio . Only by means of this repetition could undertaking of OL bec…

[German version] Latin   crux or damnatio in crucem (‘sentencing to crucifixion’), Greek during the Hellenistic period ἀνασταύρωσις/ anastaúrōsis (which, however, in Hdt. 3,125 and probably also in Xenophon [10] of Ephesos 4,2 means ‘impaling’) was only one of several ways of exacting the  death penalty (II) in the Roman empire. It probably originated as deterrence against slaves in the context of the   coercitio (‘power of coercion’) by the   tresviri [1] capitales. Damnatio in crucem was perhaps based on Oriental and Punic precedents. At the time of the crucifixion of…

[German version] (also Vindex: Pompon. Dig. 1,2,2,24). A mythical figure in Roman historiography, e.g. Liv. 2,4,5-10. As a slave, V. is supposed to have discovered a plot by the Tarquinii (cf. Tarquinius [7; 12]) in 509 BC to restore rule by kings. As a reward he is supposed to have been freed and admitted to the status of Roman citizen. It is possible that these legends served as a 'historical' explanation for the fact that under Roman law manumission led to the acquisition of citizenship, and not…

[German version] From a legal perspective, the head of a family in Rome was the most important person in the family (IV.B.), its 'king' as it were [1. 75]. As holder of patria potestas and manus , he held power at any rate over wife, children (even when adult), grandchildren and slaves. As the autocrat of the family, he was the only member to hold rights and privileges: he alone had the right to dispose of the family's property and only he acquired rights from contracts and other transactions. However, he incur…

[German version] A technical term in Roman law, and as such not to be understood in the broad sense of 'privilege' in the medieval and early modern periods, still less to be equated with the same word in modern colloquial usage, Roman privilegium was a 'law for an individual', and according to the Twelve Tables (tab. 9,1) impermissible as a law of proscription at the expense of an individual: it was forbidden to propose it in the popular assembly ( ne inroganto, Cic. Leg. 3,4,11). During the Principate, prerogatives of certain institutions and groups of people were denoted by means of privilegi…

[German version] The oath to be sworn to Roman law (  ius ) or before the court (at the praetor or iudex). The older type of oath is probably the   sacramentum , which however, from the late Republic onwards with the dying out of the legis actio sacramento, essentially described the soldier's oath. The ius iurandum was sworn by  Jupiter, all the gods or by the  genius of the emperor. The magistrates swore the existing laws with a ius iurandum in leges within five days of taking up office, and magistrates stepping down usually also swore the legitimacy of their administration …

I. Literary history [German version] A. General Classicism, a term formed early in the 19th cent. analogous and antithetically to ‘Romanticism’, initially means the same as the later neologism ‘classical period’: ‘highest perfection’, which was first attested in 1887 [1. 154] and in both English and French is still recognizable in the remaining ambivalence of the term classicism, especially in the contrast of ‘classicism/neo-classicism’ or ‘classicisme/néoclassicisme’ [2. 3, 5f.]. However, in the typol…